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VEENA: Interpreting and Enhancing Emotional Circuits in Large Vision-Language Models via Cross-Modal Information Flow

Conference: ICML 2026
arXiv: 2605.21980
Code: TBD
Area: Multimodal VLM / Mechanistic Interpretability / Emotional Understanding
Keywords: Emotional Circuits, Steering Vector, Causal Intervention, Attention Head Localization, Training-free Inference Intervention

TL;DR

VEENA utilizes a steering-vector causal attribution framework to locate emotional circuits in LVLMs. It uncovers a three-stage mechanism: "Adapt (shallow modal alignment) → Aggregate (middle-layer emotion-specific heads) → Execute (deep-layer emotion-general heads + neurons)." Based on this, it introduces training-free inference-time interventions—"Visual Emotion Enhancement" and "Emotional Neuron Augmentation"—to significantly mitigate emotional hallucinations.

Background & Motivation

Background: LVLMs are evolving from static perception models to "empathetic agents," yet they suffer from severe emotional hallucinations (e.g., describing a crying face as happy). Unlike object hallucinations, emotional misalignment violates social norms and ethical boundaries. Existing methods rely on black-box data-driven approaches like visual instruction tuning and RLHF, which do not guarantee internal alignment.

Limitations of Prior Work: The emotional circuits of LVLMs remain entirely unexplored. While mechanistic interpretability in LLMs can locate emotional processing components (Tak 2025, Lee 2025), LLM methodologies cannot be directly applied: (1) Lack of Counterfactuals: LLMs use word substitution (happy ↔ sad), but how can LVLMs "change emotion without changing the narrative"? (2) Failure of Discrete Metrics: Emotion is diffusive (affecting the overall tone of long text), which Next-Token-Prediction (NTP) logits fail to capture.

Key Challenge: Causal analysis of LVLM emotion requires (a) controllable visual counterfactuals and (b) continuous latent space metrics, rather than LLM-style word substitution and logit differences.

Goal: (1) Establish a methodology for causal analysis of LVLM emotional circuits; (2) Locate key layers, heads, and neurons; (3) Develop training-free inference-time interventions to mitigate emotional hallucinations based on internal findings.

Key Insight: (1) Replace logit difference with steering vectors—extracting emotional directions \(S_l\) from hidden states via paired emotional vs. neutral inputs to turn "emotion" into an intervenable continuous vector; (2) Use hit rate (the proportion of tokens matching a standardized emotion wheel) as a latent restoration metric instead of NTP accuracy; (3) Perform coarse-to-fine hierarchical localization—identifying key layers first, then tracing back to heads and neurons.

Core Idea: Steering vector probes + latent restoration metrics + hierarchical causal attribution → Reveal the "Adapt-Aggregate-Execute" mechanism → Design VEENA (VEE for reinforced attention flow + ENA for semantic activation amplification) for inference-time intervention.

Method

Overall Architecture

VEENA consists of two stages: parsing the emotional circuit and performing inference-time intervention. Stage I extracts emotional direction vectors \(S_l\) from paired emotional/neutral inputs (filtering invalid samples by hit rate thresholds). Stage II uses \(S_l\) as a probe for coarse-to-fine localization: first identifying key layers (injecting \(S_l\) to observe hit rate changes), then tracing key attention heads (via backward activation patching), and finally pinpointing key MLP neurons to map the "Adapt→Aggregate→Execute" circuit. VEENA then applies two training-free surgical interventions: VEE reinforces the emotional attention flow of key heads, and ENA amplifies the semantic activation of Explicit State Neurons.

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flowchart TD
    subgraph S1["1. Steering Vector + Latent Restoration Metric"]
        direction TB
        A["Paired Inputs<br/>Emo Image+Neu Query / Neu Image+Neu Query"] --> B["Extract Layer-wise Residual Differences at End Token"]
        B --> C["Filter by Hit Rate Threshold<br/>Average into Emotional Direction S_l"]
    end
    C --> D
    subgraph S2["2. Hierarchical Causal Localization (Layer → Head → Neuron)"]
        direction TB
        D["Inject S_l to Locate Key Layers"] --> E["Trace Back to Key Attention Heads"]
        E --> F["Trace Back to Key MLP Neurons"]
    end
    F --> G["3. Reveal Adapt-Aggregate-Execute Circuit<br/>Shallow Alignment → Middle Aggregation → Deep Execution"]
    subgraph S3["4. VEENA Training-free Inference Intervention"]
        direction TB
        H["VEE: Reinforce Key Head Attention Flow<br/>Correct Emotional Routing"]
        I["ENA: Amplify Explicit State Neuron<br/>Activation, Stabilize Expression"]
    end
    G --> H
    G --> I
    H --> J["Mitigate Emotional Hallucination"]
    I --> J

Key Designs

1. Steering Vector + Latent Restoration Metric: Enabling Causal Analysis in Continuous Latent Space
Mechanistic analysis in LLMs often relies on word-substitution counterfactuals and logit differences, which are unsuitable for LVLMs. LVLM emotions are diffusive, spreading across the narrative tone, making single-token NTP logits insufficient. Furthermore, visual counterfactuals that "only change emotion" are difficult to generate. VEENA uses steering vectors as probes: constructing paired inputs \(X^+ = \text{Concat}(I_{emo}, T_{neu})\) and \(X^- = \text{Concat}(I_{neu}, T_{neu})\), calculating the residual difference \(s_{i,l} = h^+_{i,l,N} - h^-_{i,l,N}\) per layer, filtering valid samples where hit rate \(\mathcal{H}(X_i^+, y_i) > \tau\), and averaging them into a global direction \(S_l = \tfrac{1}{|\mathcal{U}|}\sum_{i \in \mathcal{U}} s_{i,l}\). This turns "emotion" into a continuous vector where injecting \(+\alpha S_l\) allows for causal assessment via the robust hit rate metric.

2. Hierarchical Causal Localization (Layer → Head → Neuron): Coarse-to-Fine Circuit Mapping
To avoid noise in thousands of heads or neurons, VEENA employs a three-tier search. First, it locates key layers by injecting \(S_l\) into neutral samples \(\tilde h^-_{j,l,t} = h^-_{j,l,t} + \alpha S_l\) and measuring the relative change \(\mathcal{C}\) in hit rate. Second, it identifies key heads within those layers using emotional intention \(\mathcal{I}(A_c) = \text{sim}(A_c, S_l)\) combined with backward activation patching for causal validation. Finally, it traces back to MLP neurons whose activations align with \(S_l\).

3. Adapt-Aggregate-Execute Mechanism + Functional Decoupling: Separating Recognition and Expression
Localization reveals a three-stage circuit: Shallow layers (Adapt) perform modal alignment; Middle layers (Aggregate) use Contextual Trigger Neurons to encode situational cues, and emotion-specific heads aggregate signals into the Query token; Deep layers (Execute) use the Query token to activate Explicit State Neurons (encoding the emotion itself) and drive emotion-general heads for narrative generation. A critical finding is functional decoupling: middle layers are emotion-specific (identifying "which emotion"), while deep layers are emotion-general (controlling "how to express").

4. VEENA Inference-time Intervention: VEE Routing Correction + ENA Expression Stabilization
VEENA performs two training-free interventions. VEE (Visual Emotion Enhancement) amplifies attention in key heads: during prefill (\(t=0\)), it boosts \(V\to Q\) attention in middle layers to aggregate cues; during decoding (\(t>0\)), it boosts \(V\to L\) attention in deep layers to anchor tokens to visual details, multiplying attention scores by \(\beta>1\). ENA (Emotional Neuron Augmentation) amplifies the activation of top-\(K\) Explicit State Neurons by a factor \(\gamma>1\) to strengthen the stored emotional semantic knowledge. Both are plug-and-play and do not update weights.

Loss & Training

VEENA is a pure inference-time intervention. It requires no parameter updates or training data. During the forward pass, it simply scales attention scores and neuron activations using coefficients \(\beta\) and \(\gamma\).

Key Experimental Results

Main Results on MER-UniBench (Hit Rate \(\mathcal{H}\))

Method LLaVA-1.5-7B LLaVA-1.6-13B Qwen2-VL-7B
Baseline 38.2 42.7 45.6
+ Augmented Training Data 41.5 44.8 47.2
+ RLHF 43.7 46.1 48.5
+ VEENA (Training-free) 48.9 51.6 53.4

VEENA outperforms RLHF and other training-based methods by 4-5 points without any training, proving that mechanistic intervention is more precise than black-box optimization.

Quantitative Evidence for the 3-Stage Mechanism

Layer Range Hit Rate Change \(\mathcal{C}\) after \(S_l\) Injection Interpretation
1-8 (Shallow) +3% Modal adaptation, minimal impact
9-20 (Middle) +24% Primary emotional aggregation
21-32 (Deep) +19% Emotional execution, narrative generation

Emotion-specific vs. Emotion-general Heads

Head Category Avg. Specificity (Selective Activation) Intervention Effect
Middle layer emotion-specific 0.78 Regulates specific emotions (e.g., fear vs. joy)
Deep layer emotion-general 0.21 Regulates narrative intensity regardless of emotion

Key Findings

  • Decoupling of Middle Aggregation and Deep Execution: Routing (who) and execution (how) use different mechanisms in different layers, a key distinction from LLMs.
  • Training-free SOTA: VEENA achieves superior results without data or parameter updates, surpassing RLHF.
  • Causal Fidelity: Interventions confirm that the identified circuit is the functional path for emotional processing.
  • Cross-Architecture Generalization: Consistent results across LLaVA and Qwen2-VL indicate mechanism universality.

Highlights & Insights

  • First Systematic Revelation of LVLM Emotional Circuits: Fills the gap in mechanistic interpretability for LVLMs beyond object hallucinations.
  • Steering Vector + Hit Rate as a Template for Causal Reasoning: Can be extended to analyze any diffusive LVLM behavior (style, stance, abstract reasoning).
  • Adapt-Aggregate-Execute Correlation with Cognitive Science: Parallels Marr’s levels and Working Memory (encoding-storage-retrieval).
  • Engineering Value of Training-free Interventions: As a "post-hoc surgical patch," VEENA is highly valuable for production LVLMs where weight updates are costly.

Limitations & Future Work

  • Counterfactual construction relies on paired emotional/neutral images, which is costly and may not cover the full emotional spectrum.
  • Intervention coefficients \(\alpha, \beta, \gamma\) are manually tuned; adaptive scaling based on confidence would be better.
  • Evaluations are limited to MER-UniBench; generalization to mixed or nuanced emotions requires further testing.
  • The efficacy of VEE + ENA on complex tasks like irony or empathetic dialogue remains unknown.
  • vs. LLM Emotional Mechanisms (Tak 2025, Lee 2025): Previous works using logit diff only work for short outputs; this work scales to diffusive LVLM narratives.
  • vs. LVLM Interpretability (Jiang 2025): Previous works focus on object hallucinations; this work focuses on emotional hallucinations.
  • Inspiration: The "Recognition → Expression" decoupling could be applied to other LVLM capabilities like reasoning or persona.

Rating

  • Novelty: ⭐⭐⭐⭐⭐ First systematic analysis of LVLM emotional circuits.
  • Experimental Thoroughness: ⭐⭐⭐⭐⭐ Multi-model evaluation + causal verification.
  • Writing Quality: ⭐⭐⭐⭐⭐ Clear explanation of the 3-stage mechanism.
  • Value: ⭐⭐⭐⭐ Significant engineering value for training-free deployment.