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GRAM: A Generative Foundation Reward Model for Reward Generalization

Conference: ICML 2025
arXiv: 2506.14175
Code: None
Area: Image Generation (LLM Alignment)
Keywords: Reward Model, Generative Model, Foundation Model, RLHF, Generalization

TL;DR

GRAM proposes training reward models using a generative (rather than discriminative) approach. It pre-trains a generative reward model through large-scale unsupervised learning, fine-tunes it with supervised data, and proves that label smoothing is mathematically equivalent to a regularized pairwise ranking loss, thereby achieving reward generalization across tasks.

Background & Motivation

Background: In LLM alignment, the reward model (RM) is a core component of RLHF, used to guide the model to generate outputs that align with human preferences. Currently, reward models are typically trained in a discriminative mannerโ€”directly learning a scoring function on human preference label data.

Limitations of Prior Work: Discriminative reward models rely heavily on labeled human preference data, resulting in insufficient generalization capabilities. When facing new tasks or out-of-distribution data, RM performance drops significantly. Meanwhile, acquiring high-quality preference data is extremely expensive.

Key Challenge: The limited amount of labeled preference data versus the need for reward models to generalize to a wide range of tasks. How can an RM obtain generalization capabilities through large-scale unlabeled data, similar to foundation language models?

Goal: Build a "foundation reward model" that can transfer to various tasks with minimal or even zero labeled data.

Key Insight: Leverage the "pre-training + fine-tuning" paradigm of LLMsโ€”first train a generative RM on large-scale unsupervised data, then fine-tune it with a small amount of preference data.

Core Idea: The log-likelihood of a generative model naturally serves as a reward signal. By pre-training and fine-tuning, a highly generalizable foundation reward model can be constructed.

Method

Overall Architecture

  • Stage 1 (Unsupervised Pre-training): Pre-train in a generative manner on large-scale unlabeled text to learn the general quality distribution of language.
  • Stage 2 (Supervised Fine-tuning): Fine-tune on labeled human preference data to adapt the generative capability for reward scoring.
  • Inference: Given a prompt-response pair, the log-likelihood (or its variant) of the generative RM is used as the reward score.

Key Designs

  1. Generative RM:

    • Unlike traditional RMs that append a scalar classification head at the end of the sequence, GRAM directly uses the log-likelihood \(\log p_\theta(y|x)\) of the generative model as the reward.
    • Key Insight: High-quality responses should have a higher likelihood under the generative model.
    • Design Motivation: Generative models can leverage large-scale unlabeled data for pre-training to obtain a generalized understanding of language quality.
  2. Equivalence between Label Smoothing and Regularized Pairwise Ranking:

    • Proves that when training with label smoothing, the generative loss is equivalent to a regularized pairwise ranking loss.
    • This means: \(\mathcal{L}_{\text{smooth}} = (1-\epsilon)\mathcal{L}_{\text{CE}}(y_w) + \epsilon \mathcal{L}_{\text{CE}}(y_l)\) under preference training can be interpreted as simultaneously maximizing the likelihood of the preferred response and minimizing the likelihood of the dispreferred response.
    • Design Motivation: Establish a unified perspective of generative and discriminative models under the same training objective class.
  3. Transfer of Foundation Reward Models:

    • The pre-trained generative RM can be applied directly (zero-shot) or with few-shot fine-tuning to various downstream tasks.
    • Including response ranking, RLHF training signals, and task adaptation.
    • Design Motivation: Mimic the zero-shot and few-shot transfer capabilities of foundation language models.

Loss & Training

  • Pre-training: Standard autoregressive language model loss \(\mathcal{L} = -\sum_t \log p_\theta(y_t | y_{<t}, x)\)
  • Fine-tuning: Preference loss with label smoothing, which is equivalent to a regularized pairwise ranking loss.
  • The training strategy supports two modes:
    • Direct training on preference data (label smoothed CE).
    • Freezing the generative model and training only lightweight adaptation layers.

Key Experimental Results

Main Results

Task Metric GRAM Discriminative Baseline Gain
Preference Ranking (RewardBench) Accuracyโ†‘ Significant improvement Standard BT RM Several percentage points
RLHF Training Win Rateโ†‘ Higher Standard RM Significant
Task Adaptation (Few-shot) Accuracyโ†‘ Better Direct Fine-tuning RM Significant improvement
Zero-shot Transfer Accuracyโ†‘ Viable Requires training data No annotation needed

Ablation Study

Configuration Key Metric Description
No Pre-training Significant drop Unsupervised pre-training is key to generalization
No Label Smoothing Drop Regularization effect is important for stable training
Pure Discriminative RM Poor generalization Performance degrades severely on out-of-distribution data
Different Pre-training Scales Improves with scale Larger models = Better generalization

Key Findings

  • Generative RMs significantly outperform discriminative RMs in cross-task generalization.
  • Label smoothing is not just a regularization technique; it has a deep mathematical connection with pairwise ranking.
  • The quality and scale of pre-training directly determine the generalization capability of the foundation RM.
  • GRAM outperforms several strong baselines in both RLHF training and direct ranking tasks.

Highlights & Insights

  1. Theoretical Contribution: Proof of equivalence between label smoothing and regularized pairwise ranking, unifying the generative and discriminative training perspectives.
  2. Paradigm Innovation: Extends the "pre-training + fine-tuning" paradigm from language models to reward models.
  3. Practical Value: The foundation RM can be reused across tasks, substantially reducing annotation costs for new tasks.
  4. Meta-learning Perspective: Generative pre-training can be viewed as implicitly learning the meta-knowledge of "what constitutes good text."

Limitations & Future Work

  1. The inference cost of generative RMs is higher than that of discriminative RMs with a single scalar output.
  2. Log-likelihood as a reward may not align perfectly with human preferences on certain tasks (e.g., creative writing).
  3. Domain bias in pre-training data may affect the generalization of the RM in specific specialized fields.
  4. Computational cost of large-scale pre-training.
  • Connection with DPO: DPO also uses likelihood ratio as an implicit reward; GRAM further generalizes this concept to foundation models.
  • Comparison with GPT-4 as a judge: GRAM provides a parameterized, trainable alternative.
  • Insight: The equivalence between generative and discriminative models can potentially be leveraged in more scenarios.

Rating

  • Novelty: โญโญโญโญ The concept of generative foundation RM and its theoretical connections are novel.
  • Experimental Thoroughness: โญโญโญโญ Comprehensive multi-task validation.
  • Writing Quality: โญโญโญโญ Good integration of theory and experiments.
  • Value: โญโญโญโญโญ Provides a new paradigm for RM training with high practicality.